Find the direction you require.

We are not bound by independence regulations and thus are free to work alongside management in whatever capacity they require.

SEC Compliance

How much could your organization accomplish if your public company reporting obligations were a non-event? We specialize in providing outsourced SEC compliance services to companies nationwide. By offloading critical tasks to our team of experts, our clients improve their abilities to meet their reporting deadlines with the quality that is mandated by their audit firms. In doing so, our clients are left free to focus on running their business and improving their bottom line.

1933 & 1934 Act Filings

Our engagement teams have filed hundreds of filings with registrants of all sizes. Audit firms regularly refer us to their SEC registrant clients because of our expertise in executing the SEC filing process. Our proprietary tools and skilled engagement teams maximize efficiencies through:

  • Addressing technical accounting issues
  • Establishing filing schedules and dependencies
  • Preparing the initial draft filing
  • Coordinating the edit and review processes
  • Coordinating Edgarization and XBRL tagging
  • Facilitating disclosure checklist participation
  • Performing quality control checks
  • Preparing tie-out binders as a key control

Sarbanes-Oxley 404 Evaluations

Our evaluation begins with a fully documented database of over 230 controls, allowing us to provide a more efficient and cost effective SOX engagement. More importantly, our vast SOX experience allows us to locate gaps in controls management is looking to remedy. Our services include:

  • Performing risk assessment
  • Identifying significant locations and processes
  • Documenting key controls
  • Evaluating design effectiveness
  • Evaluating operating effectiveness
  • Analyzing deficiencies
  • Designing and initiating remediation efforts

Technical Accounting

Quarterly reviews and annual audits can get delayed awaiting technical expertise or valuation services on a specific subject. Our firm has some of the best experts available and can help companies get through these issues quickly and cost effectively. Our clients range from startups to $30 billion enterprises and we have a reputation for excellence. Our services include:

  • Drafting technical position papers
  • Performing valuation analysis for business combinations
  • Assessing goodwill and asset impairments
  • Valuing complex financial instruments including derivatives
  • Addressing technical matters associated with equity compensation