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Medical Device Manufacturing

Pro-Dex

R&M has served as Pro-Dex's SOX 404 compliance partner for 10+ consecutive fiscal years, supporting annual risk assessment, control design and testing, deficiency aggregation, and remediation across the company's SEC reporting program.

Industry Medical Device Manufacturing
Market NASDAQ: PDEX
Location Irvine, CA
Focus SOX 404 Multi-Year, SEC Compliance

Engagement summary

Client Background

Pro-Dex designs and manufactures autoclavable, battery-powered, and electric multi-function surgical drivers and shavers, primarily for the orthopedic, thoracic, and craniomaxillofacial markets.

Engagement Scope

R&M has served as Pro-Dex's SOX 404 compliance partner for 10+ consecutive fiscal years, supporting annual risk assessment, control design and testing, deficiency aggregation, and remediation across the company's SEC reporting program.

Services Provided

  • SOX 404 program design and annual refresh
  • Test of design and operating effectiveness
  • Deficiency aggregation and remediation
  • SEC compliance professional consulting

Focus areas

SOX 404 Multi-Year SEC Compliance
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