Engagement summary
Client Background
FlexShopper is a publicly traded online consumer lease-to-own platform serving credit-challenged consumers with durable goods financing.
Engagement Scope
R&M serves as FlexShopper's SOX 404 advisor, providing risk-control matrix design, walkthrough documentation, control testing, and remediation tracking across the company's SEC compliance program.
Services Provided
- SOX 404 risk control matrix design and documentation
- Walkthrough and process narrative authoring
- Test-of-design and test-of-operating-effectiveness procedures
- Deficiency aggregation and remediation tracking
- Coordination with external auditors and SEC reporting team