Engagement summary
Client Background
Global Water Resources is a publicly traded water-resource-management company operating regulated water, wastewater, and recycled-water utilities across the Phoenix metropolitan area.
Engagement Scope
R&M serves as the company's outsourced SOX 404 partner and policies-and-procedures developer, supporting annual control design, testing, and remediation through multiple fiscal years and aligning policies to SEC reporting requirements.
Services Provided
- Policies and procedures development
- SOX 404 control design and documentation (FY 2018 – FY 2024)
- Test of design and operating effectiveness
- SEC 1933 Act and 1934 Act compliance
- Audit coordination and remediation tracking